Frank Pasterczyk

Frank Pasterczyk brings more than 30 years of experience in investment banking, private equity, and broker-dealer compliance, with extensive leadership as a Chief Compliance Officer and senior executive.

As Chief Compliance Officer at CXG, he leads outsourced compliance services for broker-dealers, overseeing regulatory frameworks across private placements, impact investing, and digital asset platforms.

He has designed and implemented compliance programs aligned with FINRA, SEC, and exchange requirements, supporting firms operating in both traditional securities markets and emerging digital trading environments.

Throughout his career, Mr. Pasterczyk has served as CEO, Supervising Principal, Board Member, and Director, providing a practical understanding of how compliance integrates with business operations, capital formation, and growth strategy.

At CXG, he works closely with executives, regulators, and exchange partners to establish supervisory structures, prepare firms for audits, and manage regulatory risk while supporting ongoing business activity.

He holds Series 7, 24, and 63 licenses and earned a Bachelor of Science from Troy University.