FORM CRS – CUSTOMER RELATIONSHIP SUMMARY

Effective February 26, 2026

INTRODUCTION

Pre-IPO Street Inc. (CRD #; SEC #) (“Pre-IPO Street,” “we,” “us,” or “our”) is registered with the U.S. Securities and Exchange Commission (“SEC”) as a broker-dealer and is a member of the Financial Industry Regulatory Authority (“FINRA”) and the Securities Investor Protection Corporation (“SIPC”).

Brokerage and investment advisory services are different and the fees we charge for those services differ. It is important for you to understand those differences. Free and simple tools to research firms and financial professionals are available at Investor.gov/CRS, which also provides educational materials about broker-dealers, investment advisers, and investing.

WHAT INVESTMENT SERVICES AND ADVICE CAN YOU PROVIDE ME?

Pre-IPO Street provides brokerage services to retail investors by facilitating securities offerings through our online platform.

The securities made available through our platform generally include:

  • Private placements conducted under Regulation D (including Rule 506(b) and Rule 506(c))
  • Other exempt offerings where available under applicable securities laws

We typically act as placement agent, managing dealer, or otherwise participate in the distribution of securities. As a result, we do not offer a broad or diversified selection of securities, and investment opportunities available through our platform are limited.

Investments available through Pre-IPO Street are generally:

  • Illiquid
  • Speculative
  • High risk
  • Subject to the potential loss of the entire investment amount

We may provide information about offerings and, in limited circumstances, make recommendations subject to Regulation Best Interest (“Reg BI”). However:

  • We do not provide ongoing investment advisory services
  • We do not provide discretionary account management
  • We do not monitor your investments after purchase
  • We do not provide financial planning or portfolio-level advice

You are responsible for determining whether an investment is appropriate for your financial circumstances.

Conversation Starters

Ask your financial professional:

  • Given my financial situation, should I choose a brokerage service? Why or why not?
  • How do you determine whether to make a recommendation?
  • What licenses and qualifications do you hold? What do they permit you to do?

WHAT FEES WILL I PAY?

You will pay fees and costs whether you make or lose money on your investments. Fees and costs reduce your returns over time. It is important that you understand all applicable fees before investing.

In most offerings, Pre-IPO Street receives compensation from the issuer, which may include placement or distribution fees paid from offering proceeds.

In certain offerings, investors may be required to pay transaction-based fees, processing fees, or convenience fees. The amount and method of calculation of any such fees will be disclosed in the applicable offering materials, including the private placement memorandum (“PPM”) or other disclosure document.

Each offering document contains important information regarding:

  • Fees and expenses
  • Conflicts of interest
  • Compensation arrangements
  • Risks
  • The issuer’s business and financial condition

You should review all offering materials carefully before investing.

Conversation Starter

  • Help me understand how these fees and costs affect my potential return.

WHAT ARE YOUR LEGAL OBLIGATIONS TO ME WHEN PROVIDING RECOMMENDATIONS?

When we provide a recommendation subject to Regulation Best Interest, we are required to act in your best interest and not place our interests ahead of yours.

At the same time, the way we make money creates potential conflicts of interest. You should understand and ask us about these conflicts because they may affect the recommendations we provide.

Conversation Starter

  • How might your conflicts of interest affect me, and how will you address them?

HOW ELSE DOES YOUR FIRM MAKE MONEY AND WHAT CONFLICTS OF INTEREST DO YOU HAVE?

Our business model creates financial incentives that may result in conflicts of interest.

Placement and Distribution Compensation

We receive compensation from issuers based on the amount of capital raised. This creates an incentive to recommend or promote offerings available through our platform.

Transaction-Based Compensation

Associated persons may receive commissions or transaction-based compensation tied to investor participation.

Equity, Warrants, or Other Securities

In certain offerings, we may receive equity interests, warrants, or similar securities as compensation. These arrangements may align our interests with the issuer and may create additional conflicts.

Issuer Service Arrangements

Issuers may pay fixed or recurring fees for platform access, administrative services, or investor communications.

These compensation structures may create incentives to recommend certain offerings over others.

HOW DO YOUR FINANCIAL PROFESSIONALS MAKE MONEY?

Our financial professionals receive:

  • Salary
  • Bonuses
  • Incentive compensation
  • In certain cases, transaction-based compensation

Compensation may vary depending on the type of offering and capital raised, which may create incentives to recommend certain investments.

DO YOU OR YOUR FINANCIAL PROFESSIONALS HAVE LEGAL OR DISCIPLINARY HISTORY?

You may visit Investor.gov/CRS and BrokerCheck.finra.org for information about our firm and our financial professionals.

Conversation Starter

  • As a financial professional, do you have any disciplinary history? For what type of conduct?

ADDITIONAL INFORMATION

You can find additional information about Pre-IPO Street and obtain a copy of this Form CRS by visiting BrokerCheck.finra.org or by contacting us at:

Pre Ipo Street Inc.
732 Smithtown Bypass
Suite 203
Smithtown, NY 11787
United States
Phone: 631-459-5375
Email: info@preipostreet.com
Website: www.preipstreet.com

Conversation Starters

  • Who is my primary contact person?
  • Is that person a broker-dealer representative?
  • Who can I contact if I have concerns about how I am being treated?